Oversight of the Securities Investor Protection Corporation: hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, first session, on examining the Securities Investor Protection Corporation's (SIPC) continuing oversight and protection of investors, the agency's response to recent claims and customer protection, and considering the need for any specific SIPC reforms to be made, September 30, 2015
Publisher
U.S. Government Publishing Office
Publication Date
2016.
Language
English
Description
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Subjects
Subjects
Government policy
Investment advisors
Investment advisors -- Government policy -- United States
Legislative hearings
Management
Prevention
Securities fraud
Securities fraud -- United States -- Prevention
Securities Investor Protection Corporation -- Management
Stockbrokers
Stockbrokers -- Government policy -- United States
Investment advisors
Investment advisors -- Government policy -- United States
Legislative hearings
Management
Prevention
Securities fraud
Securities fraud -- United States -- Prevention
Securities Investor Protection Corporation -- Management
Stockbrokers
Stockbrokers -- Government policy -- United States
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